Financial Markets Regulation Workshop October 2024
A two-hour workshop providing an overview of New Zealand’s financial markets regulatory environment, highlighting recent changes.
Who should attend this workshop?
- Participants in New Zealand financial markets, seeking up-to-date information about New Zealand’s financial markets regulation
- NZFMA accredited individuals
- Employees of NZFMA member organisations who intend to pursue NZFMA Accreditation
CONTENT:
- Development of New Zealand’s financial markets regulation
-
- Key New Zealand financial markets events and regulatory responses
- Managing change in a changing regulatory environment
- Key regulatory obligations
-
- Overview of New Zealand’s current financial markets regulatory environment
- Key New Zealand financial markets regulators - their roles and expectations
- Key legislation, including key aspects of the Financial Markets Conduct Act
- Overview of financial market industry codes of conduct, conventions and guidance documents
DETAILS:
Venues: |
Auckland (29 October 2024): Buddle Findlay, HSBC Tower,
Wellington (31 October 2024): Buddle Findlay, Aon Centre,
|
Cost: |
Free for all attendees |
Facilitators: |
Emma Geard, Senior Associate,
Will Hunnam, Senior Associate,
|
To Register: |
Registration Form |
Data Summary
RATES as at
6/12/2024
2pm NZDFIX
0.58780
TWI
69.5
Delayed Data
Members login
Please enter your email and password below and click the 'Login' button.