The NZFMA regulatory workshops will cover the following legal obligations in parts 2, 5 and subpart 5A in the FMCA, Protected Disclosures Act 2000, KYC obligations and prohibitions on cartel conduct, plus following best practices set out in the NZFMA Code of Conduct and Ethics, FX Global Code and the FMA Code of Professional Conduct for Financial Advice Services.
The overview will include the purpose and features of each obligation/standard and how it can be used in practice. The workshop will be presented by Buddle Findlay at their Wellington and Auckland offices, morning and afternoon sessions available.
Registrations are now open here and spaces are limited.
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